Regulatory Compliance and Risk Management

Legal prevention and corporate protection before regulatory authorities

Comprehensive Compliance Solutions

We develop comprehensive compliance solutions for companies seeking legal certainty, minimizing legal risks, and avoiding sanctions. Our advice focuses on prevention, internal control design, and strategic response to audits or regulatory inspections.

Preventive Regulatory Compliance

  • Compliance diagnostics by risk area
  • Internal audits and regulatory updates
  • Preventive legal advice on operations with tax or regulatory impact
  • Contract drafting aligned with tax obligations and REPSE
  • Materiality manuals and documentation support protocols

Compliance Programs

  • Design and implementation of policies and codes of conduct
  • Whistleblowing systems and integrity controls
  • Internal training in compliance culture
  • Contingency protocols and risk monitoring

Legal Risk Management

Identification and Assessment

  • • Identification and evaluation of regulatory risks
  • • Preparation of operational risk matrices
  • • Continuous monitoring and document management

Strategic Response

  • • Strategies for handling on-site inspections
  • • Response to authority requests
  • • Specialized contingency protocols

Authorities and Areas of Specialization

Tax and Consumer Protection

  • • SAT and tax compliance
  • • PROFECO
  • • Preventive compliance strategies

Environmental and Labor

  • • SEMARNAT, PROFEPA
  • • STPS, REPSE
  • • Compliance in specialized services

Energy and Health Regulation

  • • CRE, CENACE
  • • COFEPRIS
  • • Specialized health compliance

Strategic Methodology

1

Initial Diagnosis

Comprehensive evaluation of risks and obligations

2

Design

Development of personalized controls and manuals

3

Implementation

Operational and legal support in each area

4

Follow-up

Regulatory updates and support during audits

Added Value

Prevention is more cost-effective than sanctions.

A well-designed compliance system not only avoids fines and criminal liability, but also builds trust with investors, employees, and authorities.

Need to implement a compliance program?

Contact our specialists for a personalized consultation on risk management and regulatory compliance. Protect your company with effective and sustainable compliance systems.

Contact our specialists